SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research collaborates with the Securities Enforcement Empirical Database (SEED) to publish annual publications analyzing trends in SEC enforcement actions against public companies traded on major U.S. exchanges and their subsidiaries.

Created by the NYU Pollack Center for Law & Business in cooperation with Cornerstone Research, SEED tracks and records information on SEC enforcement actions filed against public companies and their subsidiaries. SEED facilitates analysis by presenting verified data in an easily searchable format using several variables, including defendant names and types, violations, judicial venues, and resolutions.