SEC Enforcement Activity: Public Companies and Subsidiaries
Cornerstone Research collaborates with NYU to publish an annual publication analyzing trends in SEC enforcement actions against public companies and subsidiaries.
Opt-Out Cases in Securities Class Action Settlements: 2019–H1 2022 Update
The percentage of securities class action settlements with at least one putative class member opting out has increased in recent years.
Parallel Derivative Action Settlements Update
This research update analyzes settlement outcomes for 95 parallel derivative actions between 2019 and 2022.
Trends in Large Corporate Bankruptcy and Financial Distress—Midyear 2023 Update,
The increase in large corporate bankruptcies in the first half of 2023 marked a reversal from a gradual decline in filings since the start of 2021.
Trends in CFTC Virtual Currency Enforcement Actions—Q1 2015-Q2 2023
Between the first quarter of 2015 and the second quarter of 2023, the CFTC brought 100 actions against virtual currency market participants, including traders, exchanges, and service providers.
Trends in CFTC Virtual Currency Enforcement Actions
This report analyzes CFTC enforcement actions against virtual currency market participants, including traders, issuers, exchanges, and service providers.
Trends in Large Corporate Bankruptcy and Financial Distress
This report examines trends in Chapter 7 and Chapter 11 bankruptcy filings.
Securities Class Action Trend Cases
From COVID-19 to SPACs, several new trends have appeared in core filing activity in recent years.
Securities Class Action Filings–2023 Midyear Assessment
The number of securities class action filings increased in the first half of 2023.
SEC Cryptocurrency Enforcement: June 2023 Update
In the first months of 2023, the SEC has notably ramped up its cryptocurrency-related enforcement.
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