SEC & PCAOB Enforcement: 2025 Review, 2026 Outlook
Russell Molter and Jean-Philippe Poissant of Cornerstone Research will speak at this virtual event hosted by The Knowledge Group.
Interactive: Accounting and Auditing Enforcement Activity FY 2025
SEC and PCAOB enforcement activity declined under new leadership.
Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2025 Year in Review
In 2025, the PCAOB finalized the fewest number of enforcement actions since 2021.
SEC Accounting and Auditing Enforcement Activity—2025 Year in Review
Accounting and auditing enforcement actions at the SEC plummeted to their lowest level in nine years in 2025.
SEC Actions Against Accounting and Auditing Firms and PCAOB Enforcement Activity Fall to Multiyear Lows in 2025
Enforcement actions hit nine-year and four-year lows, respectively, during a year of agency leadership transitions.
Accounting and Auditing Enforcement Activity
These reports examine trends in accounting and auditing enforcement activity that publicly disclosed by the SEC and the PCAOB.
Jessica Wachter, Former Director of SEC Division of Economic and Risk Analysis, Affiliates with Cornerstone Research
Former DERA Director brings extensive experience in regulatory oversight, financial modeling, and asset pricing to the firm’s finance and securities practices.
Securities Enforcement Forum New York 2026
Yan Cao of Cornerstone Research will speak on a panel at this one-day conference hosted by Securities Docket.
AI Adoption at the SEC Could Strengthen Market Oversight and Investor Protection
This article discusses the SEC’s launch of an AI task force to drive innovation and operational efficiency.
SEC Cryptocurrency Enforcement Declined in First Year of Atkins Administration
Number of initiated actions fell to the lowest level since 2017 following noted shift in enforcement priorities.
SEC Cryptocurrency Enforcement: 2025 Update
Calendar year 2025, which marks the initial phase of Paul Atkins’s tenure as Chair of the SEC, saw a decline in cryptocurrency enforcement by the SEC.
Interactive: SEC Enforcement Activity: Public Companies and Subsidiaries FY 2025
Actions dropped by 30% in FY 2025.
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