Expert Forum: Regulatory Actions Related to Market Abuse

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At this Cornerstone Research conference in London, attorneys, regulators and economists discussed the UK’s current market abuse regulatory regime and the climate for follow-on litigation.

This expert forum, hosted by Cornerstone Research, featured a panel discussion of the UK’s current market abuse regulatory regime and the climate for follow-on litigation.

Panellists from industry and private practice brought their knowledge and experience to a discussion of regulatory investigations and litigation that follow allegations of market manipulation or disruptive trading. With particular emphasis on the current enforcement climate for global financial institutions and trading entities, the conversation included:

  • Insights from recent enforcement actions and litigations
  • Reflections on managing the related internal investigations
  • Challenges that financial institutions and their legal counsel must address
  • Discussion of future developments in the regulatory landscape.

Speakers

  • Washington

Jennifer McCabe

Vice President

  • London

Greg Leonard

Senior Vice President

Additional Speakers

KeynoteMark Steward
Executive Director, Enforcement and Market Oversight, Financial Conduct Authority
Simon Hood
Head of Litigation & Investigations, RBS
Claire Lipworth
Partner, Hogan Lovells
Kevin Rodgers
Former Managing Director and Global Head of Foreign Exchange, Deutsche Bank
Harsh Trivedi
Global Co-Head, Government Investigations and Regulatory Enforcement, JP Morgan Chase & Co.