Revenue and Financial Reporting Internal Investigation
Cornerstone Research analyzed accounting and business records for a healthcare-related company.
Jennifer Marietta-Westberg Joins ILE Board of Directors
Dr. Marietta-Westberg was invited to serve on the board of directors at the Institute for Law and Economics at the University of Pennsylvania.
Leveraged and Inverse ETFs
On behalf of a financial institution, Cornerstone Research examined investor trading activity in leveraged and inverse ETFs.
Trading in ETF Basket Securities by an Authorized Participant
Counsel for an ETF sponsor retained Cornerstone Research to examine the potential manipulation of the NAV of certain fixed-income ETFs through trading in the market for the underlying bonds.
Trading in ETF Shares by Affiliated Parties
Cornerstone Research assisted a financial institution with its internal investigation into trading in ETF shares by affiliated parties.
Valuation of Odd-Lot Holdings of Securities by ETFs
The SEC did not pursue its investigation into the ETFs’ valuation of certain odd-lot holdings.
Regulatory Matter Involving Alleged Failure of an Auditor to Detect Fraud
The regulator ended its investigation without filing charges in an investigation involving a foreign affiliate of a large audit firm.
Forbes Magazine Names Cornerstone Research to 2019 List of America’s Best Management Consulting Firms
Firm receives high marks across multiple areas of expertise.
Cornerstone Research Promotes Yesim C. Richardson and Andrew D. Richmond to Senior Vice President
Financial institutions practice leader and Chicago office head recognized for exceptional leadership.
SEC Proceeding Regarding Municipal Debt Offering
The SEC dropped their investigation into the defendants’ municipal debt offering.
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