Eaton Vance Senior Income Trust v. Saba Capital Master Fund Ltd.
Following a bench trial, the Massachusetts Superior Court ruled in favor of the Eaton Vance parties.
Financial Guaranty Insurance Company v. Putnam Advisory Company LLC
Our client secured a complete victory in a virtual bench trial over the performance of a $1.5 billion collateralized debt obligation.
Regulatory Investigation Pertaining to Losses Incurred by a Hedge Fund
Cornerstone Research assisted with a regulatory investigation following the closure of a global macro hedge fund.
Leveraged and Inverse ETFs
On behalf of a financial institution, Cornerstone Research examined investor trading activity in leveraged and inverse ETFs.
Trading in ETF Basket Securities by an Authorized Participant
Counsel for an ETF sponsor retained Cornerstone Research to examine the potential manipulation of the NAV of certain fixed-income ETFs through trading in the market for the underlying bonds.
Trading in ETF Shares by Affiliated Parties
Cornerstone Research assisted a financial institution with its internal investigation into trading in ETF shares by affiliated parties.
Valuation of Odd-Lot Holdings of Securities by ETFs
The SEC did not pursue its investigation into the ETFs’ valuation of certain odd-lot holdings.
Kennis v. Metropolitan West Asset Management LLC
Following trial in the U.S. District Court for the Central District of California, the judge ruled in favor of the defense, discarding claims of excessive fees.
Firefighters’ Retirement System et al. v. Citco Group et al.
The defendants prevailed on summary judgment on all counts in this case concerning a hedge fund’s failure.
“Economic Equivalence” of Reference Obligations in a CLO
Defense counsel for a major bank retained Cornerstone Research in a case arising from a synthetic collateralized loan obligation (CLO) transaction.
In re BlackRock Mutual Funds Advisory Fee Litigation
Our client defeated a $1.5 billion suit in a trial over allegedly excessive advisory fees.
36(b) Mutual Fund Excessive Fee Litigation
The judge granted the defendant’s motion for summary judgment.
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