Filter by:

Reset Filter
  • Securities
Showing 1 - 12 of 199

SEC Cryptocurrency Enforcement: 2021 Update

Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.

Press Release

SEC Maintains Focus on Cryptocurrency Enforcement under Chair Gensler

New administration brings first-of-their-kind cryptocurrency enforcement actions.


The Gensler SEC: Policy, Progress, and Problems

Cornerstone Research hosted a virtual presentation by Joseph Grundfest of Stanford Law School, former SEC Commissioner Robert Jackson Jr., and former SEC Chair Mary Jo White.


SEC Enforcement Activity

Cornerstone Research collaborates with the Securities Enforcement Empirical Database (SEED) to publish annual publications analyzing trends in SEC enforcement actions against public companies traded on major U.S. exchanges and their…

Press Release

SEC Actions against Public Companies and Subsidiaries Declined Again in FY 2021

Monetary settlements imposed in FY 2021 totaled $1.8 billion.


SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2021 Update

The U.S. Securities and Exchange Commission filed fewer enforcement actions against public companies and subsidiaries in fiscal year 2021, the lowest total in seven years.


SEC Cryptocurrency Enforcement: Q3 2021 Update

Under the Biden administration, the SEC continues to be active in policing the cryptocurrency space with 19 enforcement actions related to cryptocurrency brought in the first nine months of 2021.


Hussein v. QSI et al.

The jury awarded our clients a complete defense verdict in the first case involving a “holder’s claim” to reach trial in California.


Indices Descriptions

These indices of securities class action filings characterize the intensity of securities litigation activity through time.


Securities Class Action Filings

Cornerstone Research, in cooperation with the Stanford Law School Securities Class Action Clearinghouse, publishes a series of reports on securities class actions filed after the passage of the Private Securities…

Podcasts and Videos

Cornerstone Research Connects: SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020

The authors discuss key trends of the SEC’s enforcement actions against digital asset market participants.


Securities Class Action Filings—2021 Midyear Assessment

Plaintiffs filed 112 new securities class action lawsuits in federal and state courts in the first half of 2021.

How can we help you?

If you are looking for a publication not on our website, contact us.