Securities Law in Flux: Navigating the New Enforcement and Litigation Landscape

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Cornerstone Research hosted a virtual presentation by Professor Joseph Grundfest of Stanford Law School, featuring Sullivan & Cromwell Co-chair Robert Giuffra.

The recent wave of regulatory and judicial actions has created unprecedented uncertainty across financial markets and litigation, reshaping the risk landscape for businesses and investors alike.

To help interpret these developments, Cornerstone Research hosted an expert forum with Stanford Law School Professor and former SEC Commissioner Joe Grundfest and Sullivan & Cromwell Co-chair Robert Giuffra.

Professor Grundfest and Mr. Giuffra addressed the following questions:

  • Mismatch mismatch: How are lower courts misapplying the mismatch theory?
  • Shifting tides in enforcement: What is the SEC’s new approach?
  • Arbitration of federal securities cases: Is this a big deal, a nothingburger, or is it too soon to tell?

Filipe Lacerda of Cornerstone Research moderated the discussion.

Speakers

Joseph A. Grundfest

Joseph A. Grundfest

Former Commissioner, Securities and Exchange Commission;
W. A. Franke Professor of Law and Business, Emeritus,
Stanford Law School,
Senior Faculty, Rock Center for Corporate Governance,
Stanford University

Filipe Lacerda
  • Location icon Los Angeles
  • Email icon
  • Phone icon

Filipe Lacerda

Vice President

Additional Speaker

Robert J. Guiffra Jr.
Co-chair,
Partner, Litigation Group.
Sullivan & Cromwell