SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2023
The SEC expanded its accounting and auditing enforcement activity in fiscal year 2023, while monetary settlements dropped for the second consecutive year.
Securities Class Action Filings—2023 Year in Review
The number of securities class action lawsuits increased slightly in 2023, reversing the trend of decline over the last three consecutive years.
SEC Cryptocurrency Enforcement: 2023 Update
The SEC brought 46 enforcement actions against various digital-asset market participants in 2023.
SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2023 Update
The SEC filed 91 enforcement actions against public companies and subsidiaries in fiscal year 2023, a 34% increase over FY 2022.
Opt-Out Cases in Securities Class Action Settlements: 2019–H1 2022 Update
The percentage of securities class action settlements with at least one putative class member opting out has increased in recent years.
Trends in Large Corporate Bankruptcy and Financial Distress—Midyear 2023 Update
The increase in large corporate bankruptcies in the first half of 2023 marked a reversal from a gradual decline in filings since the start of 2021.
Trends in CFTC Virtual Currency Enforcement Actions—Q1 2015-Q2 2023
Between the first quarter of 2015 and the second quarter of 2023, the CFTC brought 100 actions against virtual currency market participants, including traders, exchanges, and service providers.
Trends in CFTC Virtual Currency Enforcement Actions
This report analyzes CFTC enforcement actions against virtual currency market participants, including traders, issuers, exchanges, and service providers.
Securities Class Action Filings–2023 Midyear Assessment
The number of securities class action filings increased in the first half of 2023.
SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2022
In fiscal year 2022, the SEC publicly disclosed 68 accounting and auditing enforcement actions, a 55% increase from the prior fiscal year.
Accounting Class Action Filings and Settlements—2022 Review and Analysis
The number of securities class action filings involving accounting allegations increased slightly in 2022 but remained below historical average.
Appraisal Litigation in Delaware—Trends in Petitions and Opinions, 2006–2022
Court-awarded premiums have also fallen sharply as court rulings have relied more on market evidence and deal price.
How can we help you?
If you are looking for a publication not on our website, contact us.