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Report

Accounting and Auditing Enforcement Activity

These reports examine trends in accounting and auditing enforcement activity that publicly disclosed by the SEC and the PCAOB.

Report

Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2023 Year in Review

The Public Company Accounting Oversight Board (PCAOB) expanded its enforcement activity to the highest level since 2017.

Report

SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2023

The SEC expanded its accounting and auditing enforcement activity in fiscal year 2023, while monetary settlements dropped for the second consecutive year.

Press Release

Spike in Fourth Quarter SEC Accounting and Auditing Enforcement Activity Results in Notable Increase in FY 2023

In contrast, total monetary settlements were just over half of the average total settlements in the past five years.

Report

SEC Cryptocurrency Enforcement: 2023 Update

The SEC brought 46 enforcement actions against various digital-asset market participants in 2023.

Press Release

SEC Enforcement of Cryptocurrency Reaches a New High

More than 50% increase in SEC cryptocurrency-related enforcement actions in 2023 over 2022.

Press Release

SEC Enforcement Actions Against Public Companies and Subsidiaries Jump in FY 2023

Total monetary value of settlements fell to lowest level in last eight fiscal years.

Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2023 Update

The SEC filed 91 enforcement actions against public companies and subsidiaries in fiscal year 2023, a 34% increase over FY 2022.

Report

SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research collaborates with NYU to publish an annual publication analyzing trends in SEC enforcement actions against public companies and subsidiaries.

Research

SEC Cryptocurrency Enforcement: June 2023 Update

In the first months of 2023, the SEC has notably ramped up its cryptocurrency-related enforcement.

Article

Tips for Making the Most of Blockchain Analysis

The authors outline how to understand blockchain data and discuss the SEC’s focus on blockchain transactions.

Article

Banking Industry

A look at recent events in the banking industry, what is new and what is familiar.

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