SEC Cryptocurrency Enforcement: 2021 Update
Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.
SEC Maintains Focus on Cryptocurrency Enforcement under Chair Gensler
New administration brings first-of-their-kind cryptocurrency enforcement actions.
Lynda Schwartz Named a 2021 Forensic & Litigation Services Volunteer of the Year
The American Institute of CPAs honored Professor Schwartz for her significant contributions to the practice and profession of forensic accounting and valuation.
SEC Enforcement Activity
Cornerstone Research collaborates with the Securities Enforcement Empirical Database (SEED) to publish annual publications analyzing trends in SEC enforcement actions against public companies traded on major U.S. exchanges and their…
SEC Actions against Public Companies and Subsidiaries Declined Again in FY 2021
Monetary settlements imposed in FY 2021 totaled $1.8 billion.
SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2021 Update
The U.S. Securities and Exchange Commission filed fewer enforcement actions against public companies and subsidiaries in fiscal year 2021, the lowest total in seven years.
SEC Cryptocurrency Enforcement: Q3 2021 Update
Under the Biden administration, the SEC continues to be active in policing the cryptocurrency space with 19 enforcement actions related to cryptocurrency brought in the first nine months of 2021.
Cornerstone Research Connects: SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020
The authors discuss key trends of the SEC’s enforcement actions against digital asset market participants.
Accounting and Auditing Enforcement Activity
This report examines trends in accounting and auditing enforcement actions that were publicly disclosed by the U.S. Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB)…
Cornerstone Research Report Shows SEC Establishes Itself as a Key U.S. Cryptocurrency Regulator
More than one-third of crypto-related actions involved allegations of both fraud and unregistered securities offerings.
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