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Podcast/Video

Cornerstone Research Connects: 2021 Accounting and Auditing Enforcement Activity

The authors discuss the annual Accounting and Auditing Enforcement report and some of its key findings.

Article

The Gensler SEC: What to Expect in 2022

Since Gary Gensler became chair of the SEC in April 2021, his agency has signaled an active agenda that many expect will be aggressively enforced.

Press Release

René Stulz Honored in Special Edition of Journal of Applied Corporate Finance

Professor Stulz’s articles are republished in a special edition of the journal, which highlights his more than four decades of research on globalization, corporate finance, and risk management.

Report

Accounting and Auditing Enforcement Activity—2021 Review and Analysis

In a year characterized by leadership transitions at the SEC and the PCAOB, overall accounting and auditing enforcement activity decreased.

Press Release

SEC Accounting and Auditing Enforcement Activity Fell Sharply in 2021

PCAOB enforcement levels remained low.

Report

SEC Cryptocurrency Enforcement: 2021 Update

Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.

Press Release

SEC Maintains Focus on Cryptocurrency Enforcement under Chair Gensler

New administration brings first-of-their-kind cryptocurrency enforcement actions.

Press Release

Lynda Schwartz Named a 2021 Forensic & Litigation Services Volunteer of the Year

The American Institute of CPAs honored Professor Schwartz for her significant contributions to the practice and profession of forensic accounting and valuation.

Press Release

SEC Actions against Public Companies and Subsidiaries Declined Again in FY 2021

Monetary settlements imposed in FY 2021 totaled $1.8 billion.

Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2021 Update

The U.S. Securities and Exchange Commission filed fewer enforcement actions against public companies and subsidiaries in fiscal year 2021, the lowest total in seven years.

Report

SEC Cryptocurrency Enforcement: Q3 2021 Update

Under the Biden administration, the SEC continues to be active in policing the cryptocurrency space with 19 enforcement actions related to cryptocurrency brought in the first nine months of 2021.

Podcast/Video

Cornerstone Research Connects: SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020

The authors discuss key trends of the SEC’s enforcement actions against digital asset market participants.

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