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Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2022 Update

The SEC filed 68 enforcement actions against public companies and subsidiaries in the first full fiscal year of Chair Gary Gensler’s tenure.

Press Release

SEC Ramps Up Enforcement against Public Companies and Subsidiaries in FY 2022

The SEC imposed $2.8 billion in monetary settlements, the largest total in any fiscal year recorded in the Securities Enforcement Empirical Database.

Report

SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research collaborates with NYU to publish an annual publication analyzing trends in SEC enforcement actions against public companies and subsidiaries.

Podcast/Video

Cornerstone Research Connects: 2021 Accounting and Auditing Enforcement Activity

The authors discuss the annual Accounting and Auditing Enforcement report and some of its key findings.

Article

The Gensler SEC: What to Expect in 2022

Since Gary Gensler became chair of the SEC in April 2021, his agency has signaled an active agenda that many expect will be aggressively enforced.

Press Release

René Stulz Honored in Special Edition of Journal of Applied Corporate Finance

Professor Stulz’s articles are republished in a special edition of the journal, which highlights his more than four decades of research on globalization, corporate finance, and risk management.

Report

Accounting and Auditing Enforcement Activity—2021 Review and Analysis

In a year characterized by leadership transitions at the SEC and the PCAOB, overall accounting and auditing enforcement activity decreased.

Press Release

SEC Accounting and Auditing Enforcement Activity Fell Sharply in 2021

PCAOB enforcement levels remained low.

Report

SEC Cryptocurrency Enforcement: 2021 Update

Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.

Press Release

SEC Maintains Focus on Cryptocurrency Enforcement under Chair Gensler

New administration brings first-of-their-kind cryptocurrency enforcement actions.

Press Release

Lynda Schwartz Named a 2021 Forensic & Litigation Services Volunteer of the Year

The American Institute of CPAs honored Professor Schwartz for her significant contributions to the practice and profession of forensic accounting and valuation.

Press Release

SEC Actions against Public Companies and Subsidiaries Declined Again in FY 2021

Monetary settlements imposed in FY 2021 totaled $1.8 billion.

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