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Report

SEC Cryptocurrency Enforcement: 2021 Update

Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.

Press Release

SEC Maintains Focus on Cryptocurrency Enforcement under Chair Gensler

New administration brings first-of-their-kind cryptocurrency enforcement actions.

Press Release

Lynda Schwartz Named a 2021 Forensic & Litigation Services Volunteer of the Year

The American Institute of CPAs honored Professor Schwartz for her significant contributions to the practice and profession of forensic accounting and valuation.

Report

SEC Enforcement Activity

Cornerstone Research collaborates with the Securities Enforcement Empirical Database (SEED) to publish annual publications analyzing trends in SEC enforcement actions against public companies traded on major U.S. exchanges and their…

Press Release

SEC Actions against Public Companies and Subsidiaries Declined Again in FY 2021

Monetary settlements imposed in FY 2021 totaled $1.8 billion.

Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2021 Update

The U.S. Securities and Exchange Commission filed fewer enforcement actions against public companies and subsidiaries in fiscal year 2021, the lowest total in seven years.

Report

SEC Cryptocurrency Enforcement: Q3 2021 Update

Under the Biden administration, the SEC continues to be active in policing the cryptocurrency space with 19 enforcement actions related to cryptocurrency brought in the first nine months of 2021.

Podcasts and Videos

Cornerstone Research Connects: SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020

The authors discuss key trends of the SEC’s enforcement actions against digital asset market participants.

Report

Accounting and Auditing Enforcement Activity

This report examines trends in accounting and auditing enforcement actions that were publicly disclosed by the U.S. Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB)…

Press Release

Cornerstone Research Report Shows SEC Establishes Itself as a Key U.S. Cryptocurrency Regulator

More than one-third of crypto-related actions involved allegations of both fraud and unregistered securities offerings.

Report

SEC Cryptocurrency Enforcement—Q3 2013–Q4 2020

The SEC brought 75 cryptocurrency-related enforcement actions from Q3 2013 to Q4 2020, allegations of fraud and unregistered securities offerings were the most frequent.

Report

Accounting and Auditing Enforcement Activity—2020 Review and Analysis

The SEC and PCAOB publicly disclosed 63 accounting and auditing enforcement actions during 2020. Monetary settlements totaled more than $1.4 billion.

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