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SEC Enforcement of Cryptocurrency Dropped 30% in the Last Year of the Gensler Administration
Press Release

SEC Enforcement of Cryptocurrency Dropped 30% in the Last Year of the Gensler Administration

Enforcement during Gensler administration was considerably higher than during the previous administration.

SEC Cryptocurrency Enforcement: 2024 Update
Report

SEC Cryptocurrency Enforcement: 2024 Update

The Securities and Exchange Commission (SEC) brought 33 cryptocurrency-related enforcement actions in 2024.

SEC Enforcement Actions Against Public Companies and Subsidiaries Drop by 12% in FY 2024; Actions Still Up Nearly 5% Compared to Historical Average
Press Release

SEC Enforcement Actions Against Public Companies and Subsidiaries Drop by 12% in FY 2024; Actions Still Up Nearly 5% Compared to Historical Average

Off-channel communications continues as an enforcement priority, driving Broker Dealer allegations to 29% of FY 2024 actions.

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2024 Update
Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2024 Update

The SEC initiated 80 enforcement actions against public companies and subsidiaries in fiscal year 2024.

SEC Enforcement Activity
Report

SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research collaborates with NYU to publish an annual publication analyzing trends in SEC enforcement actions against public companies and subsidiaries.

Accounting and Auditing Enforcement Activity
Report

Accounting and Auditing Enforcement Activity

These reports examine trends in accounting and auditing enforcement activity that publicly disclosed by the SEC and the PCAOB.

Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2023 Year in Review
Report

Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2023 Year in Review

The Public Company Accounting Oversight Board (PCAOB) expanded its enforcement activity to the highest level since 2017.

SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2023
Report

SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2023

The SEC expanded its accounting and auditing enforcement activity in fiscal year 2023, while monetary settlements dropped for the second consecutive year.

Spike in Fourth Quarter SEC Accounting and Auditing Enforcement Activity Results in Notable Increase in FY 2023
Press Release

Spike in Fourth Quarter SEC Accounting and Auditing Enforcement Activity Results in Notable Increase in FY 2023

In contrast, total monetary settlements were just over half of the average total settlements in the past five years.

SEC Cryptocurrency Enforcement: 2023 Update
Report

SEC Cryptocurrency Enforcement: 2023 Update

The SEC brought 46 enforcement actions against various digital-asset market participants in 2023.

SEC Enforcement of Cryptocurrency Reaches a New High
Press Release

SEC Enforcement of Cryptocurrency Reaches a New High

More than 50% increase in SEC cryptocurrency-related enforcement actions in 2023 over 2022.

SEC Enforcement Actions Against Public Companies and Subsidiaries Jump in FY 2023
Press Release

SEC Enforcement Actions Against Public Companies and Subsidiaries Jump in FY 2023

Total monetary value of settlements fell to lowest level in last eight fiscal years.

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